Magazine Issue Year 2024

Digital Edition

June 2024

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Magazine Issue Year 2024

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Regulation and compliance

Morgan Stanley wins $10M clawback from advisor with checkered record

The arbitration award comes amid the industry's aggressive push to make sure departing wealth managers pay back money owed on recruiting loans.

By Dan Shaw

8h ago
Practice and client management

Older clients, newer services — why one RIA added an expert in aging

GYL Financial sees the services as a fiduciary duty to its customers alongside the industry's business incentives and compliance requirements.

By Tobias Salinger

July 9
Investment strategies

Bitcoin dip buyers pour $438 million into U.S. ETFs in two days

As a flood of supply drives prices lower, many investors are rushing in to buy the cryptocurrency at a discount.

By Sidhartha Shukla

July 9